Welcome to the OptiVault!

Request for Report Forms

• SIPS-Request-Form.pdf

Sample Reports

• Sample_OAS-Portfolio-Observations.pdf
• Sample-SIPS-Structured-Income-Plan-Report.pdf
• Sample-Morningstar-Report.pdf
• Sample-Hidden-Levers-Report.pdf

Quick Reference Guide

• OAS-Quick-reference-guide.pdf

Corporate Transparency Act – Documents

• Businesses and Rentals After Jan. 1 2024 (Download).pdf

OAS Form ADV 2A
OAS ADV 2A Wrap Brochure
OAS Form ADV Part 3 CRS (Customer Relationship Summary)
OAS Cybersecurity Policy
OAS Code Of Ethics
OAS Fee Associated Annuity Disclosure
OAS Annual Compliance Questionnaire
OAS Business Continuity Plan (BCP)
OAS New Client Authorization Packet
OAS Policies and Procedures
OAS Client Testimonial Policies
OAS Privacy Policy

Email Archiving

• • QuestCE Login Password Setup (Video)
  • QuestCE Account Setup Doc (Coming Soon)
  • Intradyn Email Archiving Setup

Human Resources

• • Pre-Hire Search Authorization

Advertising and Marketing

• • Advertising and Marketing Guidelines

Qualified Plan

• • Qualified Plan Rollover Form

Creative One Marketing Programs

• • Overview Brochure

Team Contact Reference Sheet

LifeArcPlan™

• • LifeArcPlan™ 1A – User Sign In & Welcome Screen Overview Video
  • LifeArcPlan™ 1B – Creating Your ADV2B as an IAR
  • LifeArcPlan™ 2 Firm Admin List Overview Video
  • LifeArcPlan™ 3 Adviser List Overview Principals, Admin, and Compliance Roles Video
  • LifeArcPlan™ 4 Client ArcHive Walkthrough Tutorial

Fusion Elements

• • Software Updates and Training Webinar Video
  • Fusion Elements: How to see Available Strategies and Model Holdings 

TDA Veo One

• • Cybersecurity: How to Set Up Multi-Factor Authentication

Investment Advisory Agreement

Fee Associated Annuity Disclosure 

Qualified Plan Rollover Form

Howard Capital Management

The Active Lifestyle Portfolios (“ALPs”)(SMAs)

• • HCM ALP Aggressive
  • HCM ALP Growth
  • HCM ALP Balanced
  • HCM ALP Conservative

Optivise Advisory Services (OAS)

The Freedom Series (UMAs)

• • The Freedom Series UMA — Client Facing
  • The Freedom Series UMA — Adviser Facing

Elite Equity Series

• • Elite Equity
  • Elite Equity Focus
  • Elite Equity Focus High Beta

Optimus Advisory Group

• • Optimus Tactical Bond
  • Optimus Tactical Equity
  • Optimus Dynamic Equity
  • Optimus Hedged Equity

PanthRex Asset Management (Biblically Responsible)

Genesis Series

• • Genesis ETF 8
  • Genesis ETF15
  • Genesis ETF 20
  • Genesis One
  • Genesis One Focus
  • Genesis ETF UMA Series Fact Sheet
  • Genesis HNW UMA Series Fact Sheet

Sceptre Series

• • Sceptre Conservative
  • Sceptre Moderate
  • Sceptre Aggresive

Sphere Series

• • Sphere Conservative
  • Sphere Moderate
  • Sceptre Aggresive

Timothy Israel Fund

• • Timothy Israel Fund

Zacks Investment Management

• • Zacks Dividend Equity Strategy

OAS

Elite Series

Foresight Ultra-Conservative performance sheet 4-30-24

Foresight Conservative performance sheet 4-30-24

Foresight Moderate performance sheet 4-30-24

OAS

Elite Series

OAS Elite Equity performance sheet 4-30-24

OAS Elite Equity Focus performance sheet 4-30-24

OAS Elite Dividend Yield performance sheet 4-30-24

Freedom Series

OAS Freedom Conservative performance sheet 4-30-24

OAS Freedom Moderate Conservative performance sheet 4-30-24

OAS Freedom Moderate performance sheet 4-30-24

OAS Freedom Moderate Aggressive performance sheet 4-30-24

OAS Freedom Aggressive performance sheet 4-30-24

Wealth & Wisdom Series

OAS Wealth & Wisdom Fixed Income (Diversified Global Fixed Income) performance sheet 2-29-24

OAS Wealth & Wisdom Conservative (35-65 Global) performance sheet 2-29-24

OAS Wealth & Wisdom Moderate (Diversified 65-35) performance sheet 2-29-24

OAS Wealth & Wisdom Moderate Aggressive (Diversified Global 80-20) performance sheet -2-29-24

OAS Wealth & Wisdom Aggressive (Diversified Global Equity)performance sheet 2-29-24

PanthRex

Genesis Series

PanthRex Genesis One performance sheet 4-30-24

PanthRex Genesis Conservative UMA performance sheet 4-30-24

PanthRex Genesis Moderate UMA performance sheet 4-30-24

PanthRex Genesis Aggressive UMA performance sheet 4-30-24

Sceptre Series

PanthRex Sceptre 40-60 performance sheet 2-29-24

PanthRex Sceptre 70-30 performance sheet 2-29-24

PanthRex Sceptre 100 performance sheet 2-29-24

PanthRex Sceptre Israel performance sheet 2-29-24

Sphere Series

PanthRex Sphere 40-60 performance sheet 2-29-24

PanthRex Sphere 70-30 performance sheet 2-29-24

PanthRex Sphere 100 performance sheet 2-29-24

 Howard Capital Management (HCM)

ALP

HCM ALP Balanced performance sheet 4-30-24

HCM ALP Conservative performance sheet 4-30-24

HCM ALP Growth performance sheet 4-30-24

HCM ALP Aggressive performance sheet 4-30-24

Dividend Income

HCM Dividend Income Balanced performance sheet 4-30-24

HCM Dividend Income Conservative performance sheet 4-30-24

HCM Dividend Income Growth performance sheet 4-30-24

ILP

HCM ILP Balanced performance sheet 4-30-24

HCM ILP Conservative performance sheet 4-30-24

HCM ILP Growth performance sheet 4-30-24

OTHER

HCM Horizon Income performance sheet 4-30-24

HCM Ultra Aggressive performance sheet 4-30-24

Optimus

Optimus Dynamic Equity performance sheet 4-30-24

Optimus World Dynamic Equity performance sheet 4-30-24

Optimus Hedged Equity performance sheet 4-30-24

Optimus Inflation Opportunities performance sheet 4-30-24

Optimus Tactical Bond performance sheet 4-30-24

Optimus Tactical Equity performance sheet 4-30-24

Optimus Tactical High Yield performance sheet 4-30-24

Optimus Tactical Innovation performance sheet 4-30-24

TKA

TKA Strategic ETF Conservative performance sheet 2-29-24

TKA Strategic ETF Moderate performance sheet 2-29-24

TKA Strategic ETF Aggressive performance sheet 2-29-24

Zacks

Zacks Top 10 performance sheet 3-31-24

Core ETF Series

Zacks Conservative Core ETF performance sheet 3-31-24

Zacks Moderate Core ETF performance sheet 3-31-24

Zacks Aggressive Core ETF performance sheet 3-31-24

Strategic Passive

Zacks Focused Growth performance sheet 3-31-24

Zacks Mid Cap performance sheet 3-31-24

Zacks Small Cap performance sheet 3-31-24

Zacks Dividend performance sheet 3-31-24 (w/ RightTrend)

ZEGA

Zega HiPOS Conservative performance sheet 4-30-24

ZEGA HiPOS Income performance sheet 4-30-24

ZEGA HiPOS Aggressive performance sheet 4-30-24

Zega Buy and Hedge Retirement performance sheet 4-30-24

The Pacific Financial Group (SDBA)

• TPFG-401kBenefits-8.20.pdf
• TPFG-AdviceMatters-8.20.pdf
• TPFG-BackOnCourse-8.20.pdf
• TPFG-CorporateOverview-8.20.pdf
• TPFG-Playbook2020-8.20.pdf
• TPFG-SDBA-Overview-7.20.pdf

Absolute Capital (401a – ORP/ SDBA)

• WIN Platform
• Absolute Capital Videos
• WIN White Paper Q&A – Absolute Capital
• Metro Report National Opportunities
• Absolute Capital  WIN Brochure

Howard Capital Management (SDBA)

• SDBA Client Info Kit
• SDBA Client Fact Sheet- Model Overview
• SDBA Adviser Bi-Fold Brochure
• SDBA Adviser Flyer
• What is an HCM Self-Directed Brokerage Account? [VIDEO]

CLIENT NEW ACCOUNT PAPERWORK:

• TIAA SDBA Standard Plan [Download Packet]
• TIAA SDBA Enhanced Plan [Download Packet]
• TDA SDBA Standard Plan [Download Packet]
• Alight (Aon Hewitt) SDBA [Download Packet]
• Empower SDBA [Download Packet]
• Aspire SDBA [Download Packet]
• Charles Schwab SDBA [Download Packet]
• HCM Model Request [Download Packet]
• Fidelity SDBA [Download Packet]

OAS Compliance & Billing Call: 12.14.2023

Department of Labor DOL Rollover Rule: 06 29 2022

OAS Compliance Update: 05.13.20

OAS Investment Committee’s Adviser Market Reviews

• Adviser’s Investment Committee Market Review Ep #10_Kevin Clark- NEW PlanConfidence Deal For Advisers! May 25, 2023_ [VIDEO]
• Adviser’s Investment Committee Market Review Ep #9_Cory Colquette- Asset Performance During The Lost Decade_May 11, 2023_ [VIDEO]
  Adviser’s Investment Committee Market Review Ep #8_John Casconi & Scott Kefer of Victory Capital- _April, 27 2023_ [VIDEO]
• Adviser’s Investment Committee Market Review Ep #7_Steve Rumsey of Optimus Advisory_Market Headwinds and Tailwinds_April, 13 2023_ [VIDEO]
• Adviser’s Investment Committee Market Review_Ep. #6_Cybersecurity_New Team Member_ New Models- March 30, 2023  [VIDEO]
• Adviser’s Investment Commitee Market Review- Ep. #5 Utilizing Behavioral Finance with Your Clients- March 16, 2023  [VIDEO]
• Adviser’s Investment Commitee Market Review- Ep. #4 The Value of Jackson RIA / New Performance Sheets Preview- March 2, 2023  [VIDEO]
• Adviser’s Investment Commitee Market Review- Ep. #3 New OAS Model Reporting Capabilities- February 16, 2023  [VIDEO]
• Adviser’s Investment Commitee Market Review- Ep. #2 Are Animal Spirits Back? – February 3, 2023  [VIDEO]
• Adviser’s Investment Commitee Market Review- Ep. #1 – January 19, 2023  [VIDEO]
  • Here is the link where Mike Green discusses the role of passive investing and the potential market impacts it can have.  
    
    https://www.simplify.us/news-media/lunch-club-mike-green

TaiberKosmala Market Updates

• TKA Phil Kosmala Follow Up to COVID19 and Oil Market Crash Video
  • Perspective on Market Volatility – Update.ppt
• TKA Phil Kosmala Q4 2020 Market Update Video
  • Perspective on Market Volatility Update 3-26.pptx
• TKA Conference Call Kosmala 03 20 20 Video
  • TKA-Mid-Year-Summary-Slide-Deck-2Q-2020-Charts.pptx

CreativeOne (IMO)

• • CreativeOne Marketing Programs.pdf

Adding Tax Services to Your Practice with Paul Dyer

• • Marketing in the New Normal with Paul Dyer Video
  • Tax Triangle 2020.pdf
  • QBI Tax Triangle 2020.png

CARES ACT and SBA Loan Update

• • CARES ACT and SBA Loan Update for Small Businesses Video
  • Covid19 Benefit Table
  • SBA Loan Assistance Link

ReferMeIQ

• • ReferMeIQ Introductory Rollout Call Peter and Nick Velarti

Working with Clients

• • Working with Clients Through Turbulent Times with Michael Wallin Video
  • TEMPLATE Investing with a Purpose FOR ADVISER USE ONLY.pptx